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Demzik Paul T.'s Form 4 filing

Arch Resources, Inc.ARCH · filed Oct 17, 2022

Accession no.
0001209191-22-053744
Filed
Oct 17, 2022
Trade date
Oct 13, 2021-Oct 13, 2022
Filing delay
369 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $22.3K. It was filed 369 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Demzik Paul T.CIK 0001762993Officer (Sr. VP-Chf Commercial Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Oct 13, 2022Common StockMOption exerciseAcquired+1,263–F1–1,263Direct
Oct 13, 2022Common StockFTax withholdingDisposed−564$137.82−$77,730.48699Direct
Oct 13, 2022Common StockSSaleDisposed−164$136.00−$22,304535Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Oct 13, 2021Class A Common StockMOption exerciseDisposed−1,263$0.00$01,262Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of Arch Resources, Inc. (the "Company").

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)