Slone Deck's Form 4/A amendment
AmendedArch Resources, Inc.ARCH · filed Oct 17, 2022
- Accession no.
- 0001209191-22-053741
- Filed
- Oct 17, 2022
- Trade date
- Feb 25-28, 2022
- Filing delay
- 234 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Mar 1, 2022
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $320.4K. It was filed 234 days after the trade.
This amendment replaces 0001209191-22-014057 (filed Mar 1, 2022).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Slone DeckCIK 0001335025 | Officer (Sr. VP - Strategy & Public Pol) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 25, 2022 | Common Stock | MOption exerciseAcquired | +3,150 | –F1 | – | 13,715 | Direct | |
| Feb 25, 2022 | Common Stock | FTax withholdingDisposed | −934 | $116.55 | −$108,857.7 | 12,781 | Direct | |
| Feb 27, 2022 | Common Stock | MOption exerciseAcquired | +3,284 | –F1 | – | 16,065 | Direct | |
| Feb 27, 2022 | Common Stock | FTax withholdingDisposed | −1,260 | $116.55 | −$146,853 | 14,805 | Direct | |
| Feb 28, 2022 | Common Stock | SSaleDisposed | −2,598 | $123.34 | −$320,437.32 | 12,207 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 25, 2022 | Class A Common Stock | MOption exerciseDisposed | −3,150 | $0.00 | $0 | 6,300 | Direct | |
| Feb 27, 2022 | Class A Common Stock | MOption exerciseDisposed | −3,284 | $0.00 | $0 | 3,283 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of Arch Resources, Inc. (the "Company").
Referenced by the price of 2 transactions in Table I.
- F2
These shares were withheld by the Company to satisfy the reporting person's tax withholding obligations.
- F3
The sales of shares was pursuant to the reporting person's pre-existing Rule 10b5-1 trading plan and represents an automatic sale to cover tax obligations and for other purposes.
- F4
The restricted stock units are fully vested.
Remarks
This amendment is being filed to correct the number of shares and restricted stock units allocated to the reporting person's former spouse pursuant to a domestic relations order.