Slone Deck's Form 4/A amendment
AmendedArch Resources, Inc.ARCH · filed Oct 17, 2022
- Accession no.
- 0001209191-22-053738
- Filed
- Oct 17, 2022
- Trade date
- Feb 27-Mar 1, 2021
- Filing delay
- 597 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Mar 2, 2021
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $24.1K. It was filed 597 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Slone DeckCIK 0001335025 | Officer (Sr. VP - Strategy & Public Pol) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 27, 2021 | Common Stock | MOption exerciseAcquired | +3,283 | –F1 | – | 10,888 | Direct | |
| Feb 27, 2021 | Common Stock | FTax withholdingDisposed | −1,059 | $47.92 | −$50,747.28 | 9,829 | Direct | |
| Mar 1, 2021 | Common Stock | SSaleDisposed | −493 | $48.98 | −$24,147.14 | 9,336 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 27, 2021 | Class A Common Stock | MOption exerciseDisposed | −3,283 | $0.00 | $0 | 6,567 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of Arch Resources, Inc. (the "Company").
Referenced by the price of 1 transaction in Table I.
- F2
These shares were withheld by the Company to satisfy the reporting person's tax withholding obligations.
- F3
The sale of shares was to satisfy the reporting person's tax withholding obligations above the statutory withholding rate and was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 11, 2021.
- F4
The restricted stock units are fully vested.
Remarks
This amendment is being filed to correct the number of shares and restricted stock units allocated to the reporting person's former spouse pursuant to a domestic relations order.