Frost Phillip MD Et Al's Form 4 filing
Opko Health, Inc. (OPK) · filed Oct 13, 2022
- Accession no.
- 0001209191-22-053535
- Filed
- Oct 13, 2022, 7:43 AM ET
- Trade date
- Oct 12, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions. Open-market purchases total $172.7K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Frost Phillip MD Et AlCIK 0000898860 | Director, Officer (CEO & Chairman), 10% Owner |
| Frost Gamma Investments TrustCIK 0001380896 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 12, 2022 | Common Stock | PPurchaseAcquired | +8,000 | $1.71 | +$13,640 | 197,839,694 | Indirect | |
| Oct 12, 2022 | Common Stock | PPurchaseAcquired | +300 | $1.71 | +$513 | 197,839,994 | Indirect | |
| Oct 12, 2022 | Common Stock | PPurchaseAcquired | +152 | $1.72 | +$260.68 | 197,840,146 | Indirect | |
| Oct 12, 2022 | Common Stock | PPurchaseAcquired | +23,775 | $1.72 | +$40,893 | 197,863,921 | Indirect | |
| Oct 12, 2022 | Common Stock | PPurchaseAcquired | +16,313 | $1.73 | +$28,139.93 | 197,880,234 | Indirect | |
| Oct 12, 2022 | Common Stock | PPurchaseAcquired | +26,460 | $1.73 | +$45,775.8 | 197,906,694 | Indirect | |
| Oct 12, 2022 | Common Stock | PPurchaseAcquired | +25,000 | $1.74 | +$43,500 | 197,931,694 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.