Rocklage Scott M's Form 4 filing
scPharmaceuticals Inc. (SCPH) · filed Oct 11, 2022
- Accession no.
- 0001209191-22-053401
- Filed
- Oct 11, 2022, 7:10 PM ET
- Trade date
- Oct 6-10, 2022
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions. Open-market sales total $2.49M. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rocklage Scott MCIK 0001219014 | 10% Owner |
| Diekman John DCIK 0001240357 | 10% Owner |
| 5AM Partners IV, LLCCIK 0001589314 | 10% Owner |
| 5AM Ventures IV, L.P.CIK 0001589315 | 10% Owner |
| 5AM Co-Investors IV, L.P.CIK 0001593361 | 10% Owner |
| Schwab Andrew J.CIK 0001598549 | 10% Owner |
| 5AM Opportunities I, L.P.CIK 0001753000 | 10% Owner |
| 5AM Opportunities I (GP), LLCCIK 0001790778 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 6, 2022 | Common Stock | SSaleDisposed | −30,457 | $5.02 | −$152,894.14 | 2,688,014 | Indirect | |
| Oct 6, 2022 | Common Stock | SSaleDisposed | −1,269 | $5.02 | −$6,370.38 | 112,000 | Indirect | |
| Oct 6, 2022 | Common Stock | SSaleDisposed | −5,808 | $5.02 | −$29,156.16 | 497,304 | Indirect | |
| Oct 10, 2022 | Common Stock | SSaleDisposed | −456,413 | $4.09 | −$1,866,729.17 | 2,231,601 | Indirect | |
| Oct 10, 2022 | Common Stock | SSaleDisposed | −19,017 | $4.09 | −$77,779.53 | 92,983 | Indirect | |
| Oct 10, 2022 | Common Stock | SSaleDisposed | −87,036 | $4.09 | −$355,977.24 | 410,268 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.