Frost Phillip MD Et Al's Form 4 filing
Opko Health, Inc. (OPK) · filed Oct 11, 2022
- Accession no.
- 0001209191-22-053206
- Filed
- Oct 11, 2022, 7:47 AM ET
- Trade date
- Oct 7, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions. Open-market purchases total $132.6K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Frost Phillip MD Et AlCIK 0000898860 | Director, Officer (CEO & Chairman), 10% Owner |
| Frost Gamma Investments TrustCIK 0001380896 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 7, 2022 | Common Stock | PPurchaseAcquired | +25,000 | $1.76 | +$44,000 | 197,781,694 | Indirect | |
| Oct 7, 2022 | Common Stock | PPurchaseAcquired | +22,359 | $1.77 | +$39,463.64 | 197,804,053 | Indirect | |
| Oct 7, 2022 | Common Stock | PPurchaseAcquired | +7,641 | $1.77 | +$13,524.57 | 197,811,694 | Indirect | |
| Oct 7, 2022 | Common Stock | PPurchaseAcquired | +2,400 | $1.78 | +$4,260 | 197,814,094 | Indirect | |
| Oct 7, 2022 | Common Stock | PPurchaseAcquired | +12,800 | $1.78 | +$22,784 | 197,826,894 | Indirect | |
| Oct 7, 2022 | Common Stock | PPurchaseAcquired | +4,800 | $1.79 | +$8,592 | 197,831,694 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.