Jaffe Seth's Form 4 filing
Levi Strauss & Co (LEVI) · filed Oct 4, 2022
- Accession no.
- 0001209191-22-052192
- Filed
- Oct 4, 2022
- Trade date
- Sep 30, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 4 derivative transactions. Open-market sales total $168.6K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Jaffe SethCIK 0001263162 | Officer (EVP & General Counsel) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 30, 2022 | Class A Common Stock | CConversionAcquired | +11,276 | $0.00 | $0 | 159,575 | Direct | |
| Sep 30, 2022 | Class A Common Stock | SSaleDisposed | −11,276 | $14.95 | −$168,576.2 | 148,299 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 30, 2022 | Class B Common Stock | MOption exerciseDisposed | −37,776 | $0.00 | $0 | 113,330 | Direct | |
| Sep 30, 2022 | Class A Common Stock | MOption exerciseAcquired | +37,776 | $6.10 | +$230,433.6 | 266,256 | Direct | |
| Sep 30, 2022 | Class A Common Stock | DReturned to the companyDisposed | −26,500 | $15.10 | −$400,150 | 239,756 | Direct | |
| Sep 30, 2022 | Class A Common Stock | CConversionDisposed | −11,276 | $0.00 | $0 | 228,480 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.