Francese James E's Form 4 filing
Staar Surgical Co (STAA) · filed Sep 29, 2022
- Accession no.
- 0001209191-22-051533
- Filed
- Sep 29, 2022
- Trade date
- Sep 27, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $2.66M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Francese James ECIK 0001571478 | Officer (Sr. VP, Comm. Ops., NA, APAC) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 27, 2022 | Common Stock | SSaleDisposed | −6,667 | $75.00 | −$500,025 | 50,591 | Direct | |
| Sep 27, 2022 | Common Stock | SSaleDisposed | −15,683 | $75.00 | −$1,176,225 | 34,908 | Direct | |
| Sep 27, 2022 | Common Stock | MOption exerciseAcquired | +13,075 | $7.52 | +$98,324 | 47,983 | Direct | |
| Sep 27, 2022 | Common Stock | SSaleDisposed | −13,075 | $75.00 | −$980,625 | 34,908 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 27, 2022 | Common Stock | MOption exerciseDisposed | −13,075 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.