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Novoa Ignacio's Form 4 filing

Bollinger Innovations, Inc. (BINI) · filed Sep 28, 2022

Accession no.
0001209191-22-051498
Filed
Sep 28, 2022
Trade date
Jul 19-Aug 30, 2022
Filing delay
71 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 11 non-derivative transactions. Open-market purchases total $130.0K. It was filed 71 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Novoa IgnacioCIK 0001947509Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jul 19, 2022Common StockPPurchaseAcquired+40,000$1.07+$42,80080,500Direct
Jul 22, 2022Common StockPPurchaseAcquired+5,000$1.02+$5,10085,500Direct
Jul 26, 2022Common StockPPurchaseAcquired+11,000$0.91F2+$10,01096,500Direct
Jul 27, 2022Common StockPPurchaseAcquired+4,000$0.85F3+$3,400100,500Direct
Jul 28, 2022Common StockPPurchaseAcquired+5,000$0.82+$4,100105,500Direct
Jul 29, 2022Common StockPPurchaseAcquired+25,000$0.79F4+$19,750130,500Direct
Aug 3, 2022Common StockPPurchaseAcquired+10,000$0.92+$9,200140,500Direct
Aug 5, 2022Common StockPPurchaseAcquired+10,000$0.85+$8,500150,500Direct
Aug 16, 2022Common StockPPurchaseAcquired+30,000$0.85+$25,500180,500Direct
Aug 26, 2022Common StockPPurchaseAcquired+2,500$0.67+$1,675183,000Direct
Aug 30, 2022Common StockAGrant or awardAcquired+100,000$0.00$0283,000Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

Represents the weighted average purchase price. The shares were purchased at prices ranging from $0.84 to $0.94, inclusive, per share. Full information regarding the number of shares purchased at each price shall be provided to the Securities and Exchange Commission Staff (the "Staff"), Issuer or any security holder, upon request.

Referenced by the price of 1 transaction in Table I.

F3

Represents the weighted average purchase price. The shares were purchased at prices ranging from $0.83 to $0.85, inclusive, per share. Full information regarding the number of shares purchased at each price shall be provided to the Staff, Issuer or any security holder, upon request.

Referenced by the price of 1 transaction in Table I.

F4

Represents the weighted average purchase price. The shares were purchased at prices ranging from $0.79 to $0.80, inclusive, per share. Full information regarding the number of shares purchased at each price shall be provided to the Staff, Issuer or any security holder, upon request.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)