Gazaway Brad's Form 4 filing
Leslie's, Inc.LESLQ · filed Sep 27, 2022
- Accession no.
- 0001209191-22-051351
- Filed
- Sep 27, 2022
- Trade date
- Sep 24-26, 2022
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $49.4K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gazaway BradCIK 0001902859 | Officer (See Remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 24, 2022 | Common Stock, par value $0.001 per share | MOption exerciseAcquired | +12,221 | $0.00 | $0 | 133,782 | Direct | |
| Sep 26, 2022 | Common Stock, par value $0.001 per share | SSaleDisposed | −3,335 | $14.82F1 | −$49,424.7 | 130,447 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 24, 2022 | Common Stock | MOption exerciseDisposed | −12,221 | $0.00 | $0 | 10,336 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents shares of Common Stock automatically sold by a third party equity administrator to satisfy tax liability upon settlement of restricted stock units ("RSUs").
Referenced by the price of 1 transaction in Table I.
Remarks
Chief Legal Officer and Corporate Secretary