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Gazaway Brad's Form 4 filing

Leslie's, Inc. (LESL) · filed Sep 27, 2022

Accession no.
0001209191-22-051351
Filed
Sep 27, 2022
Trade date
Sep 24-26, 2022
Filing delay
3 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $49.4K. It was filed 3 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Gazaway BradCIK 0001902859Officer (See Remarks)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 24, 2022Common Stock, par value $0.001 per shareMOption exerciseAcquired+12,221$0.00$0133,782Direct
Sep 26, 2022Common Stock, par value $0.001 per shareSSaleDisposed−3,335$14.82−$49,424.7130,447Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Sep 24, 2022Common StockMOption exerciseDisposed−12,221$0.00$010,336Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)