Frost Phillip MD Et Al's Form 4 filing
Opko Health, Inc. (OPK) · filed Sep 26, 2022
- Accession no.
- 0001209191-22-051201
- Filed
- Sep 26, 2022, 6:59 AM ET
- Trade date
- Sep 23, 2022
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions. Open-market purchases total $92.3K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Frost Phillip MD Et AlCIK 0000898860 | Director, Officer (CEO & Chairman), 10% Owner |
| Frost Gamma Investments TrustCIK 0001380896 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 23, 2022 | Common Stock | PPurchaseAcquired | +31,984 | $1.84 | +$58,850.56 | 197,688,678 | Indirect | |
| Sep 23, 2022 | Common Stock | PPurchaseAcquired | +835 | $1.85 | +$1,540.58 | 197,689,513 | Indirect | |
| Sep 23, 2022 | Common Stock | PPurchaseAcquired | +1,300 | $1.85 | +$2,405 | 197,690,813 | Indirect | |
| Sep 23, 2022 | Common Stock | PPurchaseAcquired | +4,337 | $1.86 | +$8,045.14 | 197,695,150 | Indirect | |
| Sep 23, 2022 | Common Stock | PPurchaseAcquired | +11,544 | $1.86 | +$21,471.84 | 197,706,694 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.