Liu Ying Christina's Form 4 filing
Confluent, Inc. (CFLT) · filed Sep 22, 2022
- Accession no.
- 0001209191-22-051069
- Filed
- Sep 22, 2022
- Trade date
- Jun 27-Sep 20, 2022
- Filing delay
- 87 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market sales total $29.5K. It was filed 87 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Liu Ying ChristinaCIK 0001783302 | Officer (Chief Accounting Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 27, 2022 | Class A Common Stock | AGrant or awardAcquired | +9,000 | $0.00 | $0 | 41,114 | Direct | |
| Aug 20, 2022 | Class A Common Stock | SSaleDisposed | −722 | $27.32 | −$19,725.04 | 40,479 | Direct | |
| Sep 20, 2022 | Class A Common Stock | SSaleDisposed | −401 | $24.32F4 | −$9,752.32 | 40,078 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F4
The shares were sold at prices ranging from $23.93 to $24.33. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.