CD&R Investment Associates X, Ltd.'s Form 4 filing
Core & Main, Inc. (CNM) · filed Sep 21, 2022
- Accession no.
- 0001209191-22-050942
- Filed
- Sep 21, 2022, 6:06 PM ET
- Trade date
- Sep 19, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 1 derivative transaction. Open-market sales total $258.9M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| CD&R Investment Associates X, Ltd.CIK 0001759120 | 10% Owner |
| CD&R Waterworks Holdings, L.P.CIK 0001871833 | 10% Owner |
| CD&R Waterworks Holdings GP, Ltd.CIK 0001871834 | 10% Owner |
| CD&R Fund X-A Waterworks B, L.P.CIK 0001871835 | 10% Owner |
| CD&R Fund X Waterworks B1, L.P.CIK 0001871836 | 10% Owner |
| CD&R Fund X Advisor Waterworks B, L.P.CIK 0001871837 | 10% Owner |
| CD&R Waterworks Holdings, LLCCIK 0001874292 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 19, 2022 | Class A Common Stock | SSaleDisposed | −41,895 | $23.53 | −$985,956.93 | 612,411 | Indirect | |
| Sep 19, 2022 | Class A Common Stock | SSaleDisposed | −6,270,535 | $23.53 | −$147,570,770.69 | 91,661,962 | Indirect | |
| Sep 19, 2022 | Class A Common Stock | SSaleDisposed | −564,171 | $23.53 | −$13,277,200.31 | 8,246,997 | Indirect | |
| Sep 19, 2022 | Class A Common Stock | CConversionAcquired | +4,123,399 | $0.00 | $0 | 4,123,399 | Indirect | |
| Sep 19, 2022 | Class A Common Stock | SSaleDisposed | −4,123,399 | $23.53 | −$97,040,072.07 | 0 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 19, 2022 | Class A Common Stock | CConversionDisposed | −4,123,399 | $0.00 | $0 | 60,275,374 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.