Frost Phillip MD Et Al's Form 4 filing
Opko Health, Inc. (OPK) · filed Sep 21, 2022
- Accession no.
- 0001209191-22-050817
- Filed
- Sep 21, 2022, 7:23 AM ET
- Trade date
- Sep 20, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions. Open-market purchases total $96.9K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Frost Phillip MD Et AlCIK 0000898860 | Director, Officer (CEO & Chairman), 10% Owner |
| Frost Gamma Investments TrustCIK 0001380896 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 20, 2022 | Common Stock | PPurchaseAcquired | +4,700 | $1.93 | +$9,047.5 | 197,511,394 | Indirect | |
| Sep 20, 2022 | Common Stock | PPurchaseAcquired | +9,200 | $1.93 | +$17,756 | 197,520,594 | Indirect | |
| Sep 20, 2022 | Common Stock | PPurchaseAcquired | +5,956 | $1.94 | +$11,524.86 | 197,526,550 | Indirect | |
| Sep 20, 2022 | Common Stock | PPurchaseAcquired | +20,200 | $1.94 | +$39,188 | 197,546,750 | Indirect | |
| Sep 20, 2022 | Common Stock | PPurchaseAcquired | +3,900 | $1.95 | +$7,585.5 | 197,550,650 | Indirect | |
| Sep 20, 2022 | Common Stock | PPurchaseAcquired | +6,044 | $1.95 | +$11,785.8 | 197,556,694 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.