Frost Phillip MD Et Al's Form 4 filing
Opko Health, Inc. (OPK) · filed Sep 20, 2022
- Accession no.
- 0001209191-22-050671
- Filed
- Sep 20, 2022, 7:20 AM ET
- Trade date
- Sep 19, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market purchases total $98.6K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Frost Phillip MD Et AlCIK 0000898860 | Director, Officer (CEO & Chairman), 10% Owner |
| Frost Gamma Investments TrustCIK 0001380896 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 19, 2022 | Common Stock | PPurchaseAcquired | +16,605 | $1.97 | +$32,628.83 | 197,473,299 | Indirect | |
| Sep 19, 2022 | Common Stock | PPurchaseAcquired | +19,702 | $1.97 | +$38,812.94 | 197,493,001 | Indirect | |
| Sep 19, 2022 | Common Stock | PPurchaseAcquired | +13,693 | $1.98 | +$27,112.14 | 197,506,694 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.