Sivaraman Rukmini's Form 4 filing
Nutanix, Inc. (NTNX) · filed Sep 19, 2022
- Accession no.
- 0001209191-22-050608
- Filed
- Sep 19, 2022
- Trade date
- Sep 15-16, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 4 derivative transactions. Open-market sales total $255.6K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sivaraman RukminiCIK 0001924910 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 15, 2022 | Class A Common Stock | MOption exerciseAcquired | +3,750 | $0.00 | $0 | 91,374 | Direct | |
| Sep 15, 2022 | Class A Common Stock | MOption exerciseAcquired | +7,662 | $0.00 | $0 | 99,036 | Direct | |
| Sep 15, 2022 | Class A Common Stock | MOption exerciseAcquired | +2,589 | $0.00 | $0 | 101,625 | Direct | |
| Sep 15, 2022 | Class A Common Stock | MOption exerciseAcquired | +4,760 | $0.00 | $0 | 106,385 | Direct | |
| Sep 16, 2022 | Class A Common Stock | SSaleDisposed | −11,148 | $22.93 | −$255,623.64 | 95,237 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 15, 2022 | Class A Common Stock | MOption exerciseDisposed | −3,750 | $0.00 | $0 | 15,000 | Direct | |
| Sep 15, 2022 | Class A Common Stock | MOption exerciseDisposed | −7,662 | $0.00 | $0 | 61,294 | Direct | |
| Sep 15, 2022 | Class A Common Stock | MOption exerciseDisposed | −2,589 | $0.00 | $0 | 31,060 | Direct | |
| Sep 15, 2022 | Class A Common Stock | MOption exerciseDisposed | −4,760 | $0.00 | $0 | 71,401 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.