Atlas Venture Fund XI, L.P.'s Form 4 filing
Third Harmonic Bio, Inc. (THRD) · filed Sep 19, 2022
- Accession no.
- 0001209191-22-050535
- Filed
- Sep 19, 2022, 4:51 PM ET
- Trade date
- Sep 19, 2022
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 4 derivative transactions. Open-market purchases total $5.10M. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Atlas Venture Fund XI, L.P.CIK 0001708269 | 10% Owner |
| Atlas Venture Opportunity Fund I, L.P.CIK 0001759241 | 10% Owner |
| Atlas Venture Associates Opportunity I, L.P.CIK 0001780065 | 10% Owner |
| Atlas Venture Associates Opportunity I, LLCCIK 0001780066 | 10% Owner |
| Atlas Venture Associates XI, LLCCIK 0001780067 | 10% Owner |
| Atlas Venture Associates XI, L.P.CIK 0001780068 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 19, 2022 | Common Stock | CConversionAcquired | +6,472,374 | – | – | 10,013,763 | Direct | |
| Sep 19, 2022 | Common Stock | PPurchaseAcquired | +300,000 | $17.00 | +$5,100,000 | 10,313,763 | Direct | |
| Sep 19, 2022 | Common Stock | CConversionAcquired | +594,096 | – | – | 594,096 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 19, 2022 | Common Stock | CConversionDisposed | −3,541,390 | – | – | 0 | Direct | |
| Sep 19, 2022 | Common Stock | CConversionDisposed | −2,282,537 | – | – | 0 | Direct | |
| Sep 19, 2022 | Common Stock | CConversionDisposed | −648,447 | – | – | 0 | Direct | |
| Sep 19, 2022 | Common Stock | CConversionDisposed | −594,096 | – | – | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.