Frost Phillip MD Et Al's Form 4 filing
Opko Health, Inc. (OPK) · filed Sep 16, 2022
- Accession no.
- 0001209191-22-050185
- Filed
- Sep 16, 2022, 7:42 AM ET
- Trade date
- Sep 15, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 9 non-derivative transactions. Open-market purchases total $412.9K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Frost Phillip MD Et AlCIK 0000898860 | Director, Officer (CEO & Chairman), 10% Owner |
| Frost Gamma Investments TrustCIK 0001380896 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 15, 2022 | Common Stock | PPurchaseAcquired | +8,555 | $2.05 | +$17,494.98 | 197,265,249 | Indirect | |
| Sep 15, 2022 | Common Stock | PPurchaseAcquired | +6,000 | $2.05 | +$12,300 | 197,271,249 | Indirect | |
| Sep 15, 2022 | Common Stock | PPurchaseAcquired | +34,351 | $2.06 | +$70,591.31 | 197,305,600 | Indirect | |
| Sep 15, 2022 | Common Stock | PPurchaseAcquired | +40,647 | $2.06 | +$83,732.82 | 197,346,247 | Indirect | |
| Sep 15, 2022 | Common Stock | PPurchaseAcquired | +42,321 | $2.07 | +$87,392.87 | 197,388,568 | Indirect | |
| Sep 15, 2022 | Common Stock | PPurchaseAcquired | +34,841 | $2.07 | +$72,120.87 | 197,423,409 | Indirect | |
| Sep 15, 2022 | Common Stock | PPurchaseAcquired | +23,050 | $2.08 | +$47,828.75 | 197,446,459 | Indirect | |
| Sep 15, 2022 | Common Stock | PPurchaseAcquired | +235 | $2.08 | +$488.8 | 197,446,694 | Indirect | |
| Sep 15, 2022 | Common Stock | PPurchaseAcquired | +10,000 | $2.10 | +$20,950 | 197,456,694 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.