Baker Richard W.'s Form 4 filing
Guaranty Bancshares Inc (GNTY) · filed Sep 14, 2022
- Accession no.
- 0001209191-22-049952
- Filed
- Sep 14, 2022
- Trade date
- Sep 14, 2022
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction. Open-market purchases total $259.0K. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Baker Richard W.CIK 0001704214 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 14, 2022 | Common Stock | PPurchaseAcquired | +7,516 | $34.46F2 | +$259,001.36 | 563,707 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $34.46 to $34.48. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
Remarks
These purchases were made pursuant to a 10b5-1 plan, which contemplates the purchase of up to 1,000,000 shares of the Issuer's common stock from May 5, 2022 through May 5, 2023, under specified conditions.