Roman Emmanuel's Form 4 filing
PIMCO Dynamic Income Opportunities Fund (PDO) · filed Sep 13, 2022
- Accession no.
- 0001209191-22-049781
- Filed
- Sep 13, 2022
- Trade date
- Sep 12-13, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 0 derivative transactions. Open-market purchases total $1.05M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Roman EmmanuelCIK 0001416185 | Other: SEE REMARKS |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 12, 2022 | COMMON SHARES | PPurchaseAcquired | +46,599 | $15.00 | +$698,985 | 146,599 | Direct | |
| Sep 13, 2022 | COMMON SHARES | PPurchaseAcquired | +23,401 | $14.93 | +$349,376.93 | 170,000 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.