Leonard Green & Partners, L.P.'s Form 4 filing
JOANN Inc. (JOAN) · filed Sep 12, 2022
- Accession no.
- 0001209191-22-049614
- Filed
- Sep 12, 2022, 7:31 PM ET
- Trade date
- Sep 8, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction. Open-market sales total $65.9K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Leonard Green & Partners, L.P.CIK 0001175523 | Director, 10% Owner |
| LGP Management IncCIK 0001175525 | Director, 10% Owner |
| Peridot Coinvest Manager LLCCIK 0001632725 | Director, 10% Owner |
| Green Equity Investors CF, L.P.CIK 0001843288 | Director, 10% Owner |
| Green Equity Investors Side CF, L.P.CIK 0001843291 | Director, 10% Owner |
| LGP Associates CF, LLCCIK 0001850867 | Director, 10% Owner |
| GEI Capital CF, LLCCIK 0001856889 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 8, 2022 | Common Stock | SSaleDisposed | −7,812 | $8.43F2 | −$65,855.16 | 59,280 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $8.33 to $8.53. The price reported above reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a securityholder of the Issuer full information regarding the number of shares of Common Stock and prices at which the trades were effected.
Referenced by the price of 1 transaction in Table I.
Remarks
Mr. Jonathan Sokoloff is a member of the board of directors of the Issuer, and is a partner of LGP, which is an affiliate of the other reporting persons (the "LGP Entities"). Accordingly, Mr. Sokoloff may be determined to represent the interests of the LGP Entities on the board of directors of the Issuer, and accordingly, the LGP Entities may be deemed to be a director for purposes of Section 16 of the Securities Exchange Act of 1934, as amended.