Horowitz Benjamin A's Form 4 filing
Samsara Inc. (IOT) · filed Sep 8, 2022
- Accession no.
- 0001209191-22-049248
- Filed
- Sep 8, 2022, 9:01 PM ET
- Trade date
- Sep 6-7, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 1 derivative transaction. Open-market sales total $3.03K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Horowitz Benjamin ACIK 0001166586 | 10% Owner |
| Andreessen Horowitz Fund IV, L.P.CIK 0001603198 | 10% Owner |
| AH Equity Partners IV, L.L.C.CIK 0001603403 | 10% Owner |
| Andreessen Horowitz Fund IV-A, L.P.CIK 0001604853 | 10% Owner |
| Andreessen Horowitz Fund IV-B, L.P.CIK 0001604855 | 10% Owner |
| Andreessen Horowitz Fund IV-Q, L.P.CIK 0001604857 | 10% Owner |
| Andreessen Horowitz LSV Fund I, L.P.CIK 0001772284 | 10% Owner |
| AH Equity Partners LSV I, L.L.C.CIK 0001772287 | 10% Owner |
| Andreessen Horowitz LSV Fund I-Q, L.P.CIK 0001772407 | 10% Owner |
| Andreessen Horowitz LSV Fund I-B, L.P.CIK 0001772420 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 6, 2022 | Class A Common Stock | CConversionAcquired | +3,271,524 | $0.00 | $0 | 3,271,524 | Indirect | Duplicate filing |
| Sep 6, 2022 | Class A Common Stock | JOtherDisposed | −3,271,524 | $0.00 | $0 | 0 | Indirect | Duplicate filing |
| Sep 6, 2022 | Class A Common Stock | JOtherAcquired | +29,797 | $0.00 | $0 | 29,797 | Indirect | |
| Sep 6, 2022 | Class A Common Stock | JOtherAcquired | +242 | $0.00 | $0 | 242 | Indirect | |
| Sep 7, 2022 | Class A Common Stock | SSaleDisposed | −242 | $12.54F6 | −$3,034.95 | 0 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 6, 2022 | Class A Common Stock | CConversionDisposed | −3,271,524 | $0.00 | $0 | 54,745,078 | Indirect | Duplicate filing |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F6
This transaction was executed in multiple trades at prices ranging from $12.19 to $12.82. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
Referenced by the price of 1 transaction in Table I.
Remarks
This Form 4 is the first of three Forms 4 filed relating to the same event. Combined, the three reports report the holdings for the following reporting persons: Andreessen Horowitz Fund IV, L.P., Andreessen Horowitz Fund IV-A, L.P., Andreessen Horowitz Fund IV-B, L.P., Andreessen Horowitz Fund IV-Q, L.P., Andreessen Horowitz LSV Fund I, L.P., Andreessen Horowitz LSV Fund I-B, L.P., Andreessen Horowitz LSV Fund I-Q, L.P., AH Parallel Fund IV, L.P., AH Parallel Fund IV-A, L.P., AH Parallel Fund IV-B, L.P., AH Parallel Fund IV-Q, L.P., AH Parallel Fund V, L.P., AH Parallel Fund V-A, L.P., AH Parallel Fund V-B, L.P., AH Parallel Fund V-Q, L.P., Andreessen Horowitz LSV Fund III, L.P., Andreessen Horowitz LSV Fund III-B, L.P., AH 2022 Annual Fund, L.P., AH Equity Partners IV, L.L.C., AH Equity Partners LSV I, L.L.C., AH Equity Partners IV (Parallel), L.L.C., AH Equity Partners V (Parallel), L.L.C., AH Equity Partners LSV III, L.L.C., AH Equity Partners 2022 Annual Fund, L.L.C., AH Capital Management, L.L.C. and Benjamin Horowitz. This Form 4 has been split into three filings because there are more than 10 reporting persons in total, and the SEC's EDGAR filing system limits a single Form 4 to a maximum of 10 reporting persons.