Hagerty Harry C III's Form 4 filing
Galaxy Gaming, Inc. (GLXZ) · filed Sep 8, 2022
- Accession no.
- 0001209191-22-049120
- Filed
- Sep 8, 2022
- Trade date
- Aug 31-Sep 6, 2022
- Filing delay
- 8 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market purchases total $8.61K. It was filed 8 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hagerty Harry C IIICIK 0001179785 | Officer (CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 31, 2022 | Common Stock | MOption exerciseAcquired | +66,668 | $1.97 | +$131,335.96 | 873,500 | Direct | |
| Sep 6, 2022 | Common Stock | PPurchaseAcquired | +3,000 | $2.87 | +$8,610 | 876,500 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 31, 2022 | Common Stock | MOption exerciseDisposed | −66,668 | $1.97 | −$131,335.96 | 200,000 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.