Quesada Frank Carlos's Form 4/A amendment
AmendedMSP Recovery, Inc. (MSPR) · filed Sep 7, 2022
- Accession no.
- 0001209191-22-049013
- Filed
- Sep 7, 2022
- Trade date
- Jun 10, 2022
- Filing delay
- 89 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Jun 10, 2022
This filing lists 1 derivative transaction. It carries over 2 transactions from the original filing that it did not restate. It was filed 89 days after the trade.
This amendment restates part of 0000899243-22-022000 (filed Jun 10, 2022). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Quesada Frank CarlosCIK 0001926804 | Director, Officer (Chief Legal Officer), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
This filing has no transactions of this kind.
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 10, 2022 | Class A Common Stock | PPurchaseAcquired | +10,000 | $1.08 | +$10,800 | 359,539 | Direct |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0000899243-22-022000 (filed Jun 10, 2022).
Derivative securities (Table II)
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 8, 2022 | Class A Common Stock | PPurchaseAcquired | +30,000 | $1.18F1 | +$35,400 | 339,539 | Direct | |
| Jun 9, 2022 | Class A Common Stock | PPurchaseAcquired | +10,000 | $1.20 | +$12,000 | 349,539 | Direct |
Footnotes on the original
The footnotes that the prices of these transactions refer to on the original filing.
- F1
Warrants to buy shares of Class A common stock were purchased in multiple transactions at prices ranging from $1.16 to $1.20, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder or the Securities and Exchange Commission upon request, full information regarding the number of warrants purchased at each separate price within the range.
Referenced by the price of 1 transaction in Table II.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
This amendment has no footnotes.
Remarks
The only purpose of this amendment to the Form 4 filed on June 10, 2022 by the reporting person is to include the purchase of 10,000 additional Warrants (right to buy) made on June 10, 2022 which was inadvertently not reported in his Form 4.