Perotti William L's Form 4 filing
Cullen/Frost Bankers, Inc.CFR · filed Sep 7, 2022
- Accession no.
- 0001209191-22-048958
- Filed
- Sep 7, 2022
- Trade date
- Sep 6, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.39M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Perotti William LCIK 0001388771 | Officer (GEVP and Chief Credit Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 6, 2022 | Common Stock, $0.01 par value | MOption exerciseAcquired | +10,490 | $54.56 | +$572,334.4 | 108,419 | Direct | |
| Sep 6, 2022 | Common Stock, $0.01 par value | SSaleDisposed | −10,490 | $132.68F1 | −$1,391,813.2 | 97,929 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 6, 2022 | Common Stock | MOption exerciseDisposed | −10,490 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price in Column 4 is based on a weighted average price. The shares were sold based on a price range from $132.62 to $132.7. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range set forth in footnote 1 to this form.
Referenced by the price of 1 transaction in Table I.