Frost Phillip MD Et Al's Form 4 filing
Opko Health, Inc. (OPK) · filed Sep 6, 2022
- Accession no.
- 0001209191-22-048630
- Filed
- Sep 6, 2022, 7:50 AM ET
- Trade date
- Sep 2, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions. Open-market purchases total $214.1K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Frost Phillip MD Et AlCIK 0000898860 | Director, Officer (CEO & Chairman), 10% Owner |
| Frost Gamma Investments TrustCIK 0001380896 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 2, 2022 | Common Stock | PPurchaseAcquired | +6,170 | $2.13 | +$13,142.1 | 197,162,864 | Indirect | |
| Sep 2, 2022 | Common Stock | PPurchaseAcquired | +600 | $2.14 | +$1,281 | 197,163,464 | Indirect | |
| Sep 2, 2022 | Common Stock | PPurchaseAcquired | +721 | $2.14 | +$1,541.14 | 197,164,185 | Indirect | |
| Sep 2, 2022 | Common Stock | PPurchaseAcquired | +66,919 | $2.14 | +$143,206.66 | 197,231,104 | Indirect | |
| Sep 2, 2022 | Common Stock | PPurchaseAcquired | +10,340 | $2.15 | +$22,179.3 | 197,241,444 | Indirect | |
| Sep 2, 2022 | Common Stock | PPurchaseAcquired | +15,250 | $2.15 | +$32,787.5 | 197,256,694 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.