Walsh John L's Form 4 filing
Ugi CorpUGI · filed Sep 1, 2022
- Accession no.
- 0001209191-22-048262
- Filed
- Sep 1, 2022
- Trade date
- Aug 30-Sep 1, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $5.89M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Walsh John LCIK 0001321522 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 30, 2022 | UGI Common Stock | MOption exerciseAcquired | +75,000 | $27.64 | +$2,073,000 | 504,734 | Direct | |
| Aug 30, 2022 | UGI Common Stock | SSaleDisposed | −75,000 | $39.51F1 | −$2,963,250 | 429,734 | Direct | |
| Sep 1, 2022 | UGI Common Stock | MOption exerciseAcquired | +75,000 | $27.64 | +$2,073,000 | 504,734 | Direct | |
| Sep 1, 2022 | UGI Common Stock | SSaleDisposed | −75,000 | $39.05F2 | −$2,928,750 | 429,734 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 30, 2022 | UGI Common Stock | MOption exerciseDisposed | −75,000 | $0.00 | $0 | 225,000 | Direct | |
| Sep 1, 2022 | UGI Common Stock | MOption exerciseDisposed | −75,000 | $0.00 | $0 | 150,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The shares of common stock with respect to this transaction were sold at prices ranging from $39.33 to $39.76. Upon request, UGI Corporation will provide to the Securities and Exchange Commission staff, or a security holder of UGI Corporation, full information regarding the number of shares of common stock sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
The shares of common stock with respect to this transaction were sold at prices ranging from $39.00 to $39.22. Upon request, UGI Corporation will provide to the Securities and Exchange Commission staff, or a security holder of UGI Corporation, full information regarding the number of shares of common stock sold at each separate price.
Referenced by the price of 1 transaction in Table I.