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Baker Richard W.'s Form 4 filing

Guaranty Bancshares Inc (GNTY) · filed Aug 30, 2022

Accession no.
0001209191-22-047987
Filed
Aug 30, 2022
Trade date
Aug 29, 2022
Filing delay
1 day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 1 non-derivative transaction. Open-market purchases total $13.4K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Baker Richard W.CIK 0001704214Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 29, 2022Common StockPPurchaseAcquired+387$34.50+$13,351.5545,560Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Remarks

These purchases were made pursuant to a 10b5-1 plan, which contemplates the purchase of up to 1,000,000 shares of the Issuer's common stock from May 5, 2022 through May 5, 2023, under specified conditions.

Read the full filing on SEC EDGAR (opens in a new tab)