Eyler Phillip's Form 4 filing
Gentherm IncTHRM · filed Aug 22, 2022
- Accession no.
- 0001209191-22-047047
- Filed
- Aug 22, 2022
- Trade date
- Aug 18-22, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions and 3 derivative transactions. Open-market sales total $1.67M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Eyler PhillipCIK 0001649301 | Director, Officer (President & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 18, 2022 | Common Stock | MOption exerciseAcquired | +5,993 | $35.50 | +$212,751.5 | 114,000 | Direct | |
| Aug 18, 2022 | Common Stock | SSaleDisposed | −5,993 | $67.12F1 | −$402,250.16 | 108,007 | Direct | |
| Aug 19, 2022 | Common Stock | MOption exerciseAcquired | +15,362 | $35.50 | +$545,351 | 123,369 | Direct | |
| Aug 19, 2022 | Common Stock | SSaleDisposed | −15,362 | $65.60F2 | −$1,007,747.2 | 108,007 | Direct | |
| Aug 22, 2022 | Common Stock | MOption exerciseAcquired | +100 | $35.50 | +$3,550 | 108,107 | Direct | |
| Aug 22, 2022 | Common Stock | SSaleDisposed | −100 | $66.39 | −$6,639 | 108,007 | Direct | |
| Aug 22, 2022 | Common Stock | SSaleDisposed | −4,168 | $61.90F3 | −$257,999.2 | 103,839 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 18, 2022 | Common Stock | MOption exerciseDisposed | −5,993 | $0.00 | $0 | 150,146 | Direct | |
| Aug 19, 2022 | Common Stock | MOption exerciseDisposed | −15,362 | $0.00 | $0 | 134,784 | Direct | |
| Aug 22, 2022 | Common Stock | MOption exerciseDisposed | −100 | $0.00 | $0 | 134,684 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price represents the weighted average price of the multiple transactions reported on this line. The shares were sold at prices ranging from $66.50 to $67.39. Upon request by the SEC staff, the issuer or any securityholder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
The price represents the weighted average price of the multiple transactions reported on this line. The shares were sold at prices ranging from $65.17 to $66.07. Upon request by the SEC staff, the issuer or any securityholder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
The price represents the weighted average price of the multiple transactions reported on this line. The shares were sold at prices ranging from $61.55 to $62.085. Upon request by the SEC staff, the issuer or any securityholder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.