Holloway Anne M's Form 4 filing
American States Water CoAWR · filed Aug 18, 2022
- Accession no.
- 0001209191-22-046767
- Filed
- Aug 18, 2022
- Trade date
- Jan 26-Aug 18, 2022
- Filing delay
- 204 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions. Open-market sales total $35.6K. It was filed 204 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Holloway Anne MCIK 0001187379 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 26, 2022 | Common Shares | DReturned to the companyDisposed | −0.54 | $0.00 | $0 | 38,086.21 | Direct | |
| Feb 15, 2022 | Common Shares | AGrant or awardAcquired | +79.93 | $84.66 | +$6,766.87 | 38,166.14 | Direct | |
| May 16, 2022 | Common Shares | AGrant or awardAcquired | +87.53 | $77.64 | +$6,795.83 | 38,253.67 | Direct | |
| Aug 18, 2022 | Common Shares | SSaleDisposed | −102 | $88.78 | −$9,055.56 | 38,151.67 | Direct | |
| Aug 18, 2022 | Common Shares | SSaleDisposed | −298 | $88.95 | −$26,507.1 | 37,853.67 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.