van der Zweep Michael's Form 4 filing
PubMatic, Inc. (PUBM) · filed Aug 17, 2022
- Accession no.
- 0001209191-22-046456
- Filed
- Aug 17, 2022
- Trade date
- May 15-Aug 16, 2022
- Filing delay
- 94 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 2 derivative transactions. Open-market sales total $4.04K. It was filed 94 days after the trade, past the 2-business-day deadline.
This filing was later replaced by the amendment 0001209191-22-057751 (Nov 17, 2022). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| van der Zweep MichaelCIK 0001844595 | Officer (Controller) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 15, 2022 | Class A Common Stock | MOption exerciseAcquired | +503 | $0.00 | $0 | 946 | Direct | |
| Aug 16, 2022 | Class A Common Stock | SSaleDisposed | −179 | $22.59F2 | −$4,043.61 | 767 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 15, 2022 | Class A Common Stock | MOption exerciseDisposed | −69 | $0.00 | $0 | 759 | Direct | |
| Aug 15, 2022 | Class A Common Stock | MOption exerciseDisposed | −433 | $0.00 | $0 | 6,066 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.55 to $22.68, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
Referenced by the price of 1 transaction in Table I.