Holliday Keith's Form 4 filing
Staar Surgical Co (STAA) · filed Aug 17, 2022
- Accession no.
- 0001209191-22-046265
- Filed
- Aug 17, 2022
- Trade date
- Aug 15, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 3 derivative transactions. Open-market sales total $1.76M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Holliday KeithCIK 0001678691 | Officer (Chief Technology Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 15, 2022 | Common Stock | MOption exerciseAcquired | +695 | $16.15 | +$11,224.25 | 25,132 | Direct | |
| Aug 15, 2022 | Common Stock | MOption exerciseAcquired | +1,499 | $29.80 | +$44,670.2 | 26,631 | Direct | |
| Aug 15, 2022 | Common Stock | MOption exerciseAcquired | +9,388 | $35.98 | +$337,780.24 | 36,019 | Direct | |
| Aug 15, 2022 | Common Stock | SSaleDisposed | −11,582 | $106.32F1 | −$1,231,398.24 | 24,347 | Direct | |
| Aug 15, 2022 | Common Stock | SSaleDisposed | −5,000 | $106.22F2 | −$531,100 | 19,437 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 15, 2022 | Common Stock | MOption exerciseDisposed | −695 | $0.00 | $0 | 0 | Direct | |
| Aug 15, 2022 | Common Stock | MOption exerciseDisposed | −1,499 | $0.00 | $0 | 0 | Direct | |
| Aug 15, 2022 | Common Stock | MOption exerciseDisposed | −9,388 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $104.51 to $110.88, inclusive.
Referenced by the price of 1 transaction in Table I.
- F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $104.66 to $110.20, inclusive.
Referenced by the price of 1 transaction in Table I.