Wallace Richard P's Form 4 filing
KLA Corp (KLAC) · filed Aug 17, 2022
- Accession no.
- 0001209191-22-046218
- Filed
- Aug 17, 2022
- Trade date
- Aug 15, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions. Open-market sales total $28.4M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Wallace Richard PCIK 0001196898 | Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 15, 2022 | Common Stock | SSaleDisposed | −3,685 | $379.15F2 | −$1,397,167.75 | 262,377 | Direct | |
| Aug 15, 2022 | Common Stock | SSaleDisposed | −5,766 | $380.30F4 | −$2,192,809.8 | 256,611 | Direct | |
| Aug 15, 2022 | Common Stock | SSaleDisposed | −15,186 | $381.24F5 | −$5,789,510.64 | 241,425 | Direct | |
| Aug 15, 2022 | Common Stock | SSaleDisposed | −18,206 | $382.25F6 | −$6,959,243.5 | 223,219 | Direct | |
| Aug 15, 2022 | Common Stock | SSaleDisposed | −10,770 | $383.11F7 | −$4,126,094.7 | 212,449 | Direct | |
| Aug 15, 2022 | Common Stock | SSaleDisposed | −12,083 | $384.22F8 | −$4,642,530.26 | 200,366 | Direct | |
| Aug 15, 2022 | Common Stock | SSaleDisposed | −8,618 | $385.22F9 | −$3,319,825.96 | 191,748 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Represents the weighted average sales price for the shares. The sales prices ranged from $378.66 to $379.61. The Reporting Person will provide upon request full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Represents the weighted average sales price for the shares. The sales prices ranged from $379.72 to $380.62. The Reporting Person will provide upon request full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Represents the weighted average sales price for the shares. The sales prices ranged from $380.74 to $381.73. The Reporting Person will provide upon request full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
Represents the weighted average sales price for the shares. The sales prices ranged from $381.74 to $382.71. The Reporting Person will provide upon request full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
Represents the weighted average sales price for the shares. The sales prices ranged from $382.74 to $383.72. The Reporting Person will provide upon request full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F8
Represents the weighted average sales price for the shares. The sales prices ranged from $383.76 to $384.71. The Reporting Person will provide upon request full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F9
Represents the weighted average sales price for the shares. The sales prices ranged from $384.81 to $385.62. The Reporting Person will provide upon request full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.