Hodges Granville R Jr's Form 4 filing
American States Water CoAWR · filed Aug 16, 2022
- Accession no.
- 0001209191-22-046098
- Filed
- Aug 16, 2022
- Trade date
- Jun 1-Aug 12, 2022
- Filing delay
- 76 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market sales total $1.22M. It was filed 76 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hodges Granville R JrCIK 0001389251 | Other: Former Officer |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 1, 2022 | Common Shares | AGrant or awardAcquired | +7.65 | $79.39 | +$607.33 | 18,331.2 | Direct | |
| Aug 12, 2022 | Common Shares | SSaleDisposed | −13,559.02 | $89.90 | −$1,218,955.9 | 243.8 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.