Kaye Mark's Form 4 filing
Moodys Corp (MCO) · filed Aug 16, 2022
- Accession no.
- 0001209191-22-045963
- Filed
- Aug 16, 2022
- Trade date
- Aug 15, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.00M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kaye MarkCIK 0001748691 | Officer (EVP & Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 15, 2022 | Common Stock | MOption exerciseAcquired | +1,374 | $156.14 | +$214,536.36 | 6,715 | Direct | |
| Aug 15, 2022 | Common Stock | SSaleDisposed | −1,374 | $322.25 | −$442,771.5 | 5,341 | Direct | |
| Aug 15, 2022 | Common Stock | MOption exerciseAcquired | +1,740 | $173.58 | +$302,029.2 | 7,081 | Direct | |
| Aug 15, 2022 | Common Stock | SSaleDisposed | −1,740 | $322.25 | −$560,715 | 5,341 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 15, 2022 | Common Stock | MOption exerciseDisposed | −1,374 | $0.00 | $0 | 0 | Direct | |
| Aug 15, 2022 | Common Stock | MOption exerciseDisposed | −1,740 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.