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Levine Matthew's Form 4 filing

Clear Secure, Inc. (YOU) · filed Aug 12, 2022

Accession no.
0001209191-22-045693
Filed
Aug 12, 2022
Trade date
Aug 10-12, 2022
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 6 non-derivative transactions and 2 derivative transactions. Open-market sales total $232.3K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Levine MatthewCIK 0001868818Officer (GC, Chief Privacy Off & Sec)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 10, 2022Class A Common StockSSaleDisposed−3,300$29.01F2−$95,7330Indirect
Aug 11, 2022Class C Common StockDReturned to the companyDisposed−3,300–F3–443,822Indirect
Aug 11, 2022Class A Common StockAGrant or awardAcquired+3,300–F3–0Indirect
Aug 11, 2022Class A Common StockSSaleDisposed−4,700$29.05F6−$136,5350Indirect
Aug 12, 2022Class C Common StockDReturned to the companyDisposed−4,700–F3–439,122Indirect
Aug 12, 2022Class A Common StockAGrant or awardAcquired+4,700–F3–0Indirect

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Aug 11, 2022Class A Common StockDReturned to the companyDisposed−3,300–F3–443,822Indirect
Aug 12, 2022Class A Common StockDReturned to the companyDisposed−4,700–F3–439,122Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $29.00 to $29.04, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, and the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Referenced by the price of 1 transaction in Table I.

F3

Pursuant to the terms of the Exchange Agreement, dated June 29, 2021, by and among the Issuer, Alclear Holdings, LLC ("Alclear") and the equityholders of Alclear (the "Exchange Agreement"), nonvoting common units of Alclear ("Common Units"), together with a corresponding number of shares of Class C common stock of the Issuer ("Class C Common Stock"), were exchanged for shares of Class A common stock of the Issuer ("Class A Common Stock") on a one-for-one basis. The exchange right under the Exchange Agreement do not expire. The resulting shares of Class A Common Stock were used to settle each of the sale transactions reported in this Form 4, and so after the transactions reported in this Form 4, no shares of Class A Common Stock were held.

Referenced by the price of 4 transactions in Table I and 2 transactions in Table II.

F6

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $29.00 to $29.13, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, and the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)