Kanwar Rahul's Form 4 filing
SS&C Technologies Holdings IncSSNC · filed Aug 12, 2022
- Accession no.
- 0001209191-22-045658
- Filed
- Aug 12, 2022
- Trade date
- Aug 10-11, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $7.95M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kanwar RahulCIK 0001571080 | Officer (President & COO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 10, 2022 | Common Stock | MOption exerciseAcquired | +80,000 | $11.10 | +$888,000 | 130,000 | Direct | |
| Aug 10, 2022 | Common Stock | SSaleDisposed | −80,000 | $62.56F1 | −$5,004,800 | 50,000 | Direct | |
| Aug 10, 2022 | Common Stock | MOption exerciseAcquired | +68 | $11.22 | +$762.96 | 50,068 | Direct | |
| Aug 10, 2022 | Common Stock | SSaleDisposed | −68 | $62.56F1 | −$4,254.08 | 50,000 | Direct | |
| Aug 11, 2022 | Common Stock | MOption exerciseAcquired | +46,700 | $11.22 | +$523,974 | 96,700 | Direct | |
| Aug 11, 2022 | Common Stock | SSaleDisposed | −46,700 | $63.06F2 | −$2,944,902 | 50,000 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 10, 2022 | Common Stock | MOption exerciseDisposed | −80,000 | $0.00 | $0 | 0 | Direct | |
| Aug 10, 2022 | Common Stock | MOption exerciseDisposed | −68 | $0.00 | $0 | 119,932 | Direct | |
| Aug 11, 2022 | Common Stock | MOption exerciseDisposed | −46,700 | $0.00 | $0 | 73,232 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $62.50 to $62.68. The reporting person undertakes, upon request by the Staff of the Securities and Exchange Commission the issuer, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 2 transactions in Table I.
- F2
The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $63.00 to $63.06. The reporting person undertakes, upon request by the Staff of the Securities and Exchange Commission the issuer, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.