TREMBLAY Richard Joseph's Form 4 filing
Resolute Forest Products Inc. (RFP) · filed Aug 11, 2022
- Accession no.
- 0001209191-22-045444
- Filed
- Aug 11, 2022
- Trade date
- Aug 10, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 2 derivative transactions. Open-market sales total $145.3K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| TREMBLAY Richard JosephCIK 0001599968 | Officer (SVP, operations) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 10, 2022 | Common Stock | MOption exerciseDisposed | −17,937 | $11.41 | −$204,661.17 | 235,873 | Direct | |
| Aug 10, 2022 | Common Stock | FTax withholdingDisposed | −12,881 | $20.58 | −$265,090.98 | 222,992 | Direct | |
| Aug 10, 2022 | Common Stock | SSaleDisposed | −5,056 | $20.58F1 | −$104,052.48 | 217,936 | Direct | |
| Aug 10, 2022 | Common Stock | MOption exerciseDisposed | −13,435 | $15.66 | −$210,392.1 | 231,371 | Direct | |
| Aug 10, 2022 | Common Stock | FTax withholdingDisposed | −11,432 | $20.58 | −$235,270.56 | 219,939 | Direct | |
| Aug 10, 2022 | Common Stock | SSaleDisposed | −2,003 | $20.58F1 | −$41,221.74 | 217,936 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 10, 2022 | Common Stock | MOption exerciseDisposed | −17,937 | $0.00 | $0 | 0 | Direct | |
| Aug 10, 2022 | Common Stock | MOption exerciseDisposed | −13,435 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 is a weighted average price.
Referenced by the price of 2 transactions in Table I.