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Walters Kirk W's Form 4 filing

M&T Bank Corp (MTB) · filed Aug 11, 2022

Accession no.
0001209191-22-045404
Filed
Aug 11, 2022
Trade date
Aug 9, 2022
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 5 non-derivative transactions and 1 derivative transaction. Open-market sales total $4.09M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Walters Kirk WCIK 0001250515Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 9, 2022Common StockMOption exerciseAcquired+19,545$109.67+$2,143,500.1527,250Direct
Aug 9, 2022Common StockSSaleDisposed−19,545$180.00−$3,518,1007,705Direct
Aug 9, 2022Common StockSSaleDisposed−1,571$180.00−$282,7806,134Direct
Aug 9, 2022Common StockSSaleDisposed−606$180.00−$109,0804,688Indirect
Aug 9, 2022Common StockSSaleDisposed−1,006$180.00−$181,08030,091Indirect

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Aug 9, 2022Common StockMOption exerciseDisposed−19,545$0.00F5$00Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F5

The option was granted under an employee stock option plan maintained by People's United and was converted into a stock option to acquire M&T Bank Corporation ("M&T") common stock pursuant to the Agreement and Plan of Merger by M&T, Bridge Merger Corp and People's United. The reporting person paid no price for the option.

Referenced by the price of 1 transaction in Table II.

Read the full filing on SEC EDGAR (opens in a new tab)