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Higgins Bren D.'s Form 4 filing

KLA Corp (KLAC) · filed Aug 9, 2022

Accession no.
0001209191-22-044967
Filed
Aug 9, 2022
Trade date
Aug 5-6, 2022
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 3 non-derivative transactions. Open-market sales total $1.89M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Higgins Bren D.CIK 0001582049Officer (EVP & Chief Financial Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 5, 2022Common StockSSaleDisposed−4,864$389.09−$1,892,533.7667,752Direct
Aug 5, 2022Common StockFTax withholdingDisposed−755$395.74−$298,783.766,997Direct
Aug 6, 2022Common StockFTax withholdingDisposed−1,004$395.74−$397,322.9665,993Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)