Chadwick Jonathan's Form 4 filing
Confluent, Inc. (CFLT) · filed Aug 8, 2022
- Accession no.
- 0001209191-22-044897
- Filed
- Aug 8, 2022
- Trade date
- Aug 5, 2022
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $557.5K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Chadwick JonathanCIK 0001375800 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 5, 2022 | Class A Common Stock | CConversionAcquired | +16,625 | – | – | 24,313 | Direct | |
| Aug 5, 2022 | Class A Common Stock | SSaleDisposed | −300 | $32.03 | −$9,609 | 24,013 | Direct | |
| Aug 5, 2022 | Class A Common Stock | SSaleDisposed | −6,768 | $33.19 | −$224,629.92 | 17,245 | Direct | |
| Aug 5, 2022 | Class A Common Stock | SSaleDisposed | −9,557 | $33.82 | −$323,217.74 | 7,688 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 5, 2022 | Class A Common Stock | CConversionDisposed | −16,625 | $0.00 | $0 | 615,125 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.