Chiarello Guy's Form 4 filing
Fiserv Inc (FISV) · filed Aug 2, 2022
- Accession no.
- 0001209191-22-043945
- Filed
- Aug 2, 2022
- Trade date
- Jul 31-Aug 1, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions and 2 derivative transactions. Open-market sales total $3.15M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Chiarello GuyCIK 0001654667 | Officer (Chief Operating Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 31, 2022 | Common Stock | AGrant or awardAcquired | +57,589 | $0.00 | $0 | 270,453 | Direct | |
| Jul 31, 2022 | Common Stock | FTax withholdingDisposed | −29,400 | $105.68 | −$3,106,992 | 241,053 | Direct | |
| Aug 1, 2022 | Common Stock | MOption exerciseAcquired | +15,000 | $41.75 | +$626,250 | 256,053 | Direct | |
| Aug 1, 2022 | Common Stock | SSaleDisposed | −10,100 | $104.11F4 | −$1,051,511 | 245,953 | Direct | |
| Aug 1, 2022 | Common Stock | SSaleDisposed | −4,900 | $105.00F5 | −$514,500 | 241,053 | Direct | |
| Aug 1, 2022 | Common Stock | SSaleDisposed | −4,000 | $105.03F7 | −$420,120 | 237,053 | Direct | |
| Aug 1, 2022 | Common Stock | MOption exerciseAcquired | +11,000 | $36.54 | +$401,940 | 248,053 | Direct | |
| Aug 1, 2022 | Common Stock | SSaleDisposed | −11,000 | $106.06F8 | −$1,166,660 | 237,053 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 1, 2022 | Common Stock | MOption exerciseDisposed | −15,000 | $0.00 | $0 | 11,937 | Direct | |
| Aug 1, 2022 | Common Stock | MOption exerciseDisposed | −11,000 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F4
This transaction was executed in multiple trades at prices ranging from $103.93 to $104.91. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $104.94 to $105.07. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $105.00 to $105.13. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades at prices ranging from $106.04 to $106.12. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.