Ruppert Jens Frank's Form 4 filing
Richardson Electronics, Ltd. (RELL) · filed Aug 2, 2022
- Accession no.
- 0001209191-22-043851
- Filed
- Aug 2, 2022
- Trade date
- Jul 29-Aug 1, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions and 5 derivative transactions. Open-market sales total $432.0K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ruppert Jens FrankCIK 0001690429 | Officer (EVP Canvys) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 29, 2022 | Common Stock | MOption exerciseAcquired | +1,242 | $9.10 | +$11,302.2 | 38,742 | Direct | |
| Jul 29, 2022 | Common Stock | MOption exerciseAcquired | +812 | $5.61 | +$4,555.32 | 39,554 | Direct | |
| Jul 29, 2022 | Common Stock | SSaleDisposed | −2,054 | $16.00 | −$32,864 | 37,500 | Direct | |
| Aug 1, 2022 | Common Stock | MOption exerciseAcquired | +7,758 | $9.10 | +$70,597.8 | 45,258 | Direct | |
| Aug 1, 2022 | Common Stock | MOption exerciseAcquired | +2,188 | $5.61 | +$12,274.68 | 47,446 | Direct | |
| Aug 1, 2022 | Common Stock | MOption exerciseAcquired | +15,000 | $6.90 | +$103,500 | 62,446 | Direct | |
| Aug 1, 2022 | Common Stock | SSaleDisposed | −24,946 | $16.00 | −$399,136 | 37,500 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 29, 2022 | Common Stock | MOption exerciseDisposed | −1,242 | $0.00 | $0 | 13,758 | Direct | |
| Jul 29, 2022 | Common Stock | MOption exerciseDisposed | −812 | $0.00 | $0 | 4,188 | Direct | |
| Aug 1, 2022 | Common Stock | MOption exerciseDisposed | −7,758 | $0.00 | $0 | 6,000 | Direct | |
| Aug 1, 2022 | Common Stock | MOption exerciseDisposed | −2,188 | $0.00 | $0 | 2,000 | Direct | |
| Aug 1, 2022 | Common Stock | MOption exerciseDisposed | −15,000 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.