Ben Robert J's Form 4 filing
Richardson Electronics, Ltd. (RELL) · filed Jul 28, 2022
- Accession no.
- 0001209191-22-043328
- Filed
- Jul 28, 2022
- Trade date
- Jul 26, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 3 derivative transactions. Open-market sales total $72.6K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ben Robert JCIK 0001512170 | Officer (CFO, CAO, Corporate Secretary) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 26, 2022 | Common Stock | MOption exerciseAcquired | +1,500 | $5.61 | +$8,415 | 51,062 | Direct | |
| Jul 26, 2022 | Common Stock | MOption exerciseAcquired | +1,500 | $4.26 | +$6,390 | 52,562 | Direct | |
| Jul 26, 2022 | Common Stock | MOption exerciseAcquired | +1,500 | $7.66 | +$11,490 | 54,062 | Direct | |
| Jul 26, 2022 | Common Stock | SSaleDisposed | −4,500 | $16.14 | −$72,630 | 49,562 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 26, 2022 | Common Stock | MOption exerciseDisposed | −1,500 | $0.00 | $0 | 3,000 | Direct | |
| Jul 26, 2022 | Common Stock | MOption exerciseDisposed | −1,500 | $0.00 | $0 | 4,500 | Direct | |
| Jul 26, 2022 | Common Stock | MOption exerciseDisposed | −1,500 | $0.00 | $0 | 6,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.