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Saperstein Andrew M's Form 4 filing

Morgan Stanley (MS) · filed Jul 21, 2022

Accession no.
0001209191-22-042850
Filed
Jul 21, 2022
Trade date
Jul 20, 2022
Filing delay
1 day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 1 non-derivative transaction. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Saperstein Andrew MCIK 0001362383Officer (Co-President/Head of WM)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jul 20, 2022Depositary SharesSSaleDisposed−100–F2–0Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The Depositary Shares were sold for $92,651.72, which includes accrued dividends. The Depositary Shares have a liquidation preference of $1,000 per Depositary Share.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)