Goodwin C Kim's Form 4/A amendment
AmendedPopular, Inc.BPOP · filed Jul 6, 2022
- Accession no.
- 0001209191-22-041246
- Filed
- Jul 6, 2022
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- May 12, 2022
This filing lists no transactions. It carries over 2 transactions from the original filing that it did not restate. Open-market sales total $652.7K.
This amendment restates part of 0001209191-22-028479 (filed May 12, 2022). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Goodwin C KimCIK 0001278731 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
This filing has no transactions of this kind.
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001209191-22-028479 (filed May 12, 2022).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 10, 2022 | Common Stock Par Value $0.01 per share | GGiftDisposed | −2,418 | $0.00 | $0 | 47,428.82 | Direct | |
| May 11, 2022 | Common Stock Par Value $0.01 per share | SSaleDisposed | −8,154 | $80.05 | −$652,727.7 | 39,274.82 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
This amendment has no footnotes.
Remarks
On May 12, 2022, the reporting person filed a Form 4 that inadvertently omitted 572 shares of the issuer's common stock acquired between October 2015 and July 2018 pursuant to the issuer's dividend reinvestment plan. The acquisition of those shares was exempt pursuant to Rule 16a-11. This amendment updates the amount of shares of the issuer's common stock beneficially owned in Column 5 to include those 572 shares of the issuer's common stock acquired pursuant to the issuer's dividend reinvestment plan.