Dick Roger L's Form 4 filing
Uwharrie Capital Corp (UWHR) · filed Jun 28, 2022
- Accession no.
- 0001209191-22-039652
- Filed
- Jun 28, 2022
- Trade date
- Jun 23-24, 2022
- Filing delay
- 5 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 0 derivative transactions. Open-market purchases total $41.9K. It was filed 5 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Dick Roger LCIK 0001255676 | Officer (President/CEO of UCC) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 23, 2022 | Common Stock | JOtherDisposed | −83,855 | $0.00 | $0 | 0 | Direct | |
| Jun 23, 2022 | Common Stock | JOtherAcquired | +83,855 | $0.00 | $0 | 83,855 | Indirect | |
| Jun 24, 2022 | Common Stock | PPurchaseAcquired | +5,585 | $7.50 | +$41,887.5 | 5,585 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.