Behzadi Houman's Form 4 filing
C3.ai, Inc. (AI) · filed Jun 24, 2022
- Accession no.
- 0001209191-22-039333
- Filed
- Jun 24, 2022
- Trade date
- Jun 22-24, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction and 2 derivative transactions. Open-market sales total $3.37K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Behzadi HoumanCIK 0001834429 | Officer (Chief Product Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 24, 2022 | Class A Common Stock | SSaleDisposed | −175 | $19.23 | −$3,365.25 | 331,433 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 22, 2022 | Class A Common Stock | AGrant or awardAcquired | +64,588 | $0.00 | $0 | 64,588 | Direct | |
| Jun 22, 2022 | Class A Common Stock | AGrant or awardAcquired | +1,200,000 | $0.00 | $0 | 1,200,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.