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Phung Trinh's Form 4 filing

Shockwave Medical, Inc.SWAV · filed Jun 23, 2022

Accession no.
0001209191-22-039061
Filed
Jun 23, 2022
Trade date
Jun 22-23, 2022
Filing delay
1 day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions. Open-market sales total $11.1K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Phung TrinhCIK 0001911088Officer (VP, Finance)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 22, 2022Common StockFTax withholdingDisposed−63$166.35F1−$10,480.0528,625Direct
Jun 23, 2022Common StockSSaleDisposed−62$179.35F3−$11,119.728,563Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

All reported securities were sold at a price of $166.35.

Referenced by the price of 1 transaction in Table I.

F3

All reported securities were sold at a price of $179.35.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)