Puckett Dan's Form 4 filing
Shockwave Medical, Inc. (SWAV) · filed Jun 22, 2022
- Accession no.
- 0001209191-22-038786
- Filed
- Jun 22, 2022
- Trade date
- Jun 21, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $217.9K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Puckett DanCIK 0001602773 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 21, 2022 | Common Stock | MOption exerciseAcquired | +1,110 | $17.00 | +$18,870 | 41,048 | Direct | |
| Jun 21, 2022 | Common Stock | MOption exerciseAcquired | +240 | $4.03 | +$967.2 | 41,288 | Direct | |
| Jun 21, 2022 | Common Stock | SSaleDisposed | −1,350 | $161.40 | −$217,890 | 39,938 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 21, 2022 | Common Stock | MOption exerciseDisposed | −1,110 | $0.00 | $0 | 9,990 | Direct | |
| Jun 21, 2022 | Common Stock | MOption exerciseDisposed | −240 | $0.00 | $0 | 295 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.